CPE/CPD Training

AMLA, PDPA, Cyber-Security & Integrity (Code of Ethics) and Anti-Corruption & Bribery

Financial Master Class-AMLA, PDPA, Cyber-Security & Integrity (Code of Ethics) and Anti-Corruption & Bribery

a) Master the key information & update of AMLA, PDPA, Cybersecurity, Integrity & Anti-Corruption & Bribery
b) Real life stories & case study

Upon completion of this course, participants will be able to
1.Recognize the importance and benefits of upholding high professional conduct and compliance standard. 2.Perform customer/ counterparty due diligence promptly to assess the risk of conducting business with the client.
3.Recognize suspicious & illegal transactions as defined by AML, PDPA and Anti Corruption & Bribery laws and regulations.

Course Outline
a) Introduction to Anti-Money Laundering and Anti-Terrorism Financing (AML/CFT).
i)The story of Frank Abagnale Jr
ii) APG Yearly Typologies Report and Bank Negara report on Malaysia’s AMLA status.
iii) What are the Anti-Money Laundering and Anti-Terrorism Financing, their’s history and different?
iv) Overview of Malaysia’s AML/CFT Regime. v) What are the Anti Money Laundering’s cycle, common methods and techniques? vi) What are the common red flags on suspicious transactions with case studies?

b) AML/CFT‘s Know Your Client (KYC) and Anti-Money Laundering and Anti-Terrorism Financing’s Compliance
i) Know Your Client (KYC) Approach in AML/CFT?
ii) How to differentiate customer into 3 types to see whether should establish a business relationship with them and how
iii) How to comply with AML/CFT requirement?
iv) The consequences for non-compliance

c) Recent Development/Update on AML/CFT and Case Studies
i) Recent Development/Update on AML/CFT
ii) Current Real-life Case Studies like 1MDB, HSBC, Standard Chartered and etc.

d) Overview of the Personal Data Act 2010
i) What are the Personal Data Act, Personal Data and Commercial Transaction?
ii) Seven Principles of Data Protection
iii) Personal date vs Personal Sensitive Data

e) Personal Data Act 2010‘s Legal Matters and Case Study
i) PDPA’s Personal Data Handlings-Consent, Notice, Access and Retention
ii) Offenses, Liability & Penalties
ii) Current Real-life Case Studies
iii) How to compliance with PDPA when dealing with customer’s referral or cold market?

f) Cyber-Security’s threats, impacts and how to reduce or eliminate it
i) What is Internet Safety and Security Awareness?
ii) What is Cyber Threat and Who are the Attackers?
iii) What is the threat's impact?
iv) How to protect your information and privacy (Malware, Email, Whatapps, Public Wifi, Cloud, Physical Security and etc)

Integrity (“Code of Ethics” )
i) “Integrity” is the critical key to a person (life and career) and corporate success
ii) What can we learn from those who are practicing the Ancient Chinese Traditional Wisdom in their successful career and business namely Warren Buffet, Inamori Kazuo, Zack Ma, Robert Kwok, and more.

1) HRDF Claimable under SBL Scheme
2) CPE / CPD point entitlement
a) SIDC CPE – 10 points
b) FIMM CPD – 8 points
c) AICB CPD – 8 points (only applicable for AICB’s member & subject to own application to AICB's CPD Diary based on given certificate of completion)
d) MFPC CPD – 8 hours (only applicable for MFPC’s member & subject to own application to MFPC for the CDP endorsement)
  • Speaker Profile-Mr. Yong Chu Eu
  • AMLA Pre Test
  • Frank Abagnale & His Advice
  • Introduction to AMLA
  • What happened to 1MDB's money?
  • AMLA's Case Study and 1MDB
  • First Thing First, Know your Customer
  • The Two Most Common Ways Criminals Launder Money
  • AML/CFT Awareness - Suspicious Transaction Report
  • AMLA's Case Studies, SCAM & E-KYC
  • PDPA, Cyber Security & Integrity
  • Physcial Security
  • Email Security
  • Confucius Wisdom
  • Anti-Corruption & Bribery
  • How to tackle corruption?
  • Copyright & Reference (AMLA)
  • AMLA Post Test
  • Evaluation & Handout
Completion rules
  • All units must be completed